Two psychological theories of categorization: classifying by similarity to a central summary of the category (prototype) or to remembered individual cases (exemplars).
The classical theory defined a concept by necessary and sufficient conditions. Wittgenstein
had already objected that games share no common feature but a "family resemblance"
(Wittgenstein, 1953/2009, §§66–67), and in the 1970s Eleanor Rosch made the point experimental:
categories have internal structure. A robin is a more typical bird than a penguin; people
rate it a better example and verify faster that it is a bird (Rosch, 1975; Rosch & Mervis, 1975).
Two models followed. According to prototype theory, the mind stores a summary of the
category (the central tendency of its features) and classifies by similarity to it.
According to exemplar theory (Medin & Schaffer, 1978; Nosofsky, 1986), there is no
summary: cases are stored, and a new item is classified by its similarity to all of them,
weighting features by the attention they receive. Exemplars better explain sensitivity to
atypical cases and to correlations among features; prototypes, economy. The classic
objection to both concerns compositionality: the prototypical "pet fish" (a goldfish) is
neither a typical fish nor a typical pet (Fodor & Lepore, 1996).
Machine learning reinvented both. k-means sums up each cluster in a centroid, a
prototype; kNN classifies by nearest neighbors, pure exemplars, what Witten et al. (2017) call
"lazy" learning (2017, p. 85). The prototypical networks of Snell et al. (2017) classify new classes from a few examples by distance to the average of their
embeddings. Buckner finds the precedent in Berkeley and Hume, who reasoned with
particulars standing in for a whole class (Buckner, 2024, p. 105), and Gärdenfors (2000)
proposed thinking of concepts as convex regions of a space.
The key difference is that the psychological models took the features and the
metric as given; networks learn them. In a language model, is a concept a
prototype (a direction, a centroid), a cloud of memorized exemplars, or something neither
theory foresaw?
Sources
- Buckner, C. J. (2024). From deep learning to rational machines: What the history of philosophy can teach us about the future of artificial intelligence. Oxford University Press. https://doi.org/10.1093/oso/9780197653302.001.0001 §
- Fodor, J., & Lepore, E. (1996). The red herring and the pet fish: Why concepts still can't be prototypes. Cognition, 58(2), 253–270. https://doi.org/10.1016/0010-0277(95)00694-X §
- Gärdenfors, P. (2000). Conceptual spaces: The geometry of thought. MIT Press. https://doi.org/10.7551/mitpress/2076.001.0001 §
- Medin, D. L., & Schaffer, M. M. (1978). Context theory of classification learning. Psychological Review, 85(3), 207–238. https://doi.org/10.1037/0033-295X.85.3.207 §
- Nosofsky, R. M. (1986). Attention, similarity, and the identification–categorization relationship. Journal of Experimental Psychology: General, 115(1), 39–57. https://doi.org/10.1037/0096-3445.115.1.39 §
- Rosch, E. (1975). Cognitive representations of semantic categories. Journal of Experimental Psychology: General, 104(3), 192–233. https://doi.org/10.1037/0096-3445.104.3.192 §
- Rosch, E., & Mervis, C. B. (1975). Family resemblances: Studies in the internal structure of categories. Cognitive Psychology, 7(4), 573–605. https://doi.org/10.1016/0010-0285(75)90024-9 §
- Snell, J., Swersky, K., & Zemel, R. S. (2017). Prototypical networks for few-shot learning. In Advances in Neural Information Processing Systems (Vol. 30). Curran Associates. https://proceedings.neurips.cc/paper_files/paper/2017/hash/cb8da6767461f2812ae4290eac7cbc42-Abstract.html §
- Witten, I. H., Frank, E., Hall, M. A., & Pal, C. J. (2017). Data mining: Practical machine learning tools and techniques (4th ed.). Morgan Kaufmann. https://doi.org/10.1016/C2015-0-02071-8 §
- Wittgenstein, L. (2009). Philosophical investigations (G. E. M. Anscombe, P. M. S. Hacker, & J. Schulte, Trans.; P. M. S. Hacker & J. Schulte, Eds.; Rev. 4th ed.). Wiley-Blackwell. (Original work published 1953) §